Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
Insights from one of the highlights of our US User Conference
Proposed solutions to many of the pain points the modern compliance officer faces
Insights from psychodynamic-management consultant Dr. Alexander Stein's Star US User Conference Talk
Insights from psychodynamic management consultant Dr. Alexander Stein's Star US User Conference Talk
A guide to riding the global tidal wave of financial regulation
The first of two blogs covering organizational psychologist Dr. Robert Hurley's Star US User..
How to build a compliance program that will keep you up to date, up to speed, and in the know
Five more key takeaways from the Star US User Conference
The country's new regulators are in place and represent a decisive shift in regulatory approach
DPAs remain popular enforcement mechanisms around the world, but questions linger
September 1 is the next important date to keep in mind for 23 NYCRR §500
When it comes to market misconduct, the more things change the more they stay the same