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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.



Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.


Tech Takes Charge: Five Insights Into The Future Of Banking

By StarCompliance August 5, 2019

Drawn from a recent Sunday Times special pullout section on where banking is now and where it's..

Step Away From The Spreadsheets: Optimizing Your Control Room

By StarCompliance July 29, 2019

Five critical insights and takeaways from a recent "Sunday Times" special report on the future..

How FINRA Rules Get Made: 8 Big Insights And Takeaways

By StarCompliance July 22, 2019

The inside scoop on FINRA rulemaking, with insights by the people who make the rules and the..

Ephemeral Messaging Apps: Back In The Hands Of Compliance Officers

By StarCompliance July 15, 2019

The DOJ has softened its stance on the Snapchats of the app world, and in the process may have..

FINRA Rule 3110: 10 Ways To Create Effective Supervision Structures

By StarCompliance July 8, 2019

At the recent FINRA Annual Conference, the mother-of-all broker-dealer rules was inspected at..

Mobile Comes To Financial Compliance: Is The Industry Ready?

By StarCompliance July 1, 2019

StarCompliance CEO Jennifer Sun offers insights on where the financial services industry..

Compliance Control Room: View From The Corner Office

By StarCompliance June 24, 2019

Star CEO Jennifer Sun gives her top-of-the-team perspective on this new software solution and..

Seven Secrets Of The STAR Platform

By StarCompliance June 17, 2019

Whether it's maximizing your messaging or administering end-user market access, there's more to..

Four Ways To Know You Need A Mobile Compliance App

By StarCompliance June 10, 2019

If your job is to convince upper management or colleagues of the need to invest in a mobile..

Mobile Compliance Apps: 4 Unexpected And Transformative Benefits

By StarCompliance June 3, 2019

Mobile apps have the potential to make compliance easier for those who need to stay compliant as..

4 Ways To Know You Need To Automate Your Control Room

By StarCompliance May 27, 2019

If you're still not convinced of the benefits of automation, or are dealing with doubters..