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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 


How Star Is Riding The Wave of Compliance Vendor Consolidation

What's new to the STAR Platform? Read how our recent acquisitions addressing political contributions compliance, individual accountability regimes, and training and competency requirements can help you streamline firm operations

The regulatory landscape changes quickly in financial services, and each new regulation brings new compliance tools to the market. Dozens upon dozens of third-party vendors for banks and other financial institutions offer up products with promises to keep your firm compliant. Choice is good, but you can quickly find yourself juggling more vendors than you can handle. Many financial institutions are beginning to realize that a single compliance platform with broader capabilities is a more effective investment than a tall tech-stack of point solutions. 

For one thing, a single compliance software solution can make it easier for employees to complete compliance-related tasks. Instead of logging into different systems to check off various to-dos, employees can turn to one tool for everything—from personal trading pre-clearance, to gifts and entertainment declarations, to training and education requirements. When employees get compliance tasks done efficiently, firms see greater compliance software adoption overall, which means firm risk is reduced. And when employees complete all their compliance tasks in one place, compliance officers enjoy more efficient data management; with just a few clicks, compliance teams can pull together numerous reports and compliance audit trails from a central data source.

At Star, we recognize the value we bring to financial services clients by expanding the capabilities of our software. Here's what you can expect in the coming months from a few key additions to the STAR Platform:  

In 2021, Star acquired Six Lambda: a compliance-process automation platform that monitors and verifies employee political contributions across the federal, state, and municipal levels. Star will be blending the enhanced capabilities Six Lambda brings into its current Political Contributions product, which will give Star clients a more comprehensive dataset to pull from as well as a more timely one: allowing for speedier remediations. The Six Lambda search platform will continue to be offered as a standalone product by Star for the foreseeable future and has the capability to automatically search for nicknames. It also keeps a record of every search made and is an easy way to help evidence regulatory compliance. However you look at it, this acquisition enhances the total capabilities available to Star clients as they strive for compliance in the increasingly important sphere of political contributions—all available from a single, centralized platform.

We've also recently acquired a software solution that addresses individual accountability regimes, of which there are more and more of worldwide. Individual Accountability Regime, or IAR, offers Star clients complete traceability and confidence in this burgeoning area of regulatory compliance. It allows firms to strengthen their individual accountability programs, and effectively demonstrate compliance to the Financial Conduct Authority and the Monetary Authority by meeting requirements set forth by the UK's SMCR and Singapore's IAC guidelines. No matter the regime, the STAR Platform will house all individual accountability compliance information in one location and provide a clear accountability trail for both internal and external purposes. 

Finally, Star also recently acquired a software solution that addresses training and competency requirements: another burgeoning area of regulatory compliance worldwide. Training & Competency, or T&C, will help firms align training and competency efforts with a program for cultural improvement. Significantly, the software provides the specific training information firm employees need to meet their current regulatory obligations. With T&C, compliance teams can ensure all employees fully understand firm training and competency requirements, abide by best practice standards, and can carry out all investment activity competently. 

At Star, our goal is to make compliance simple and easy for employees, compliance, and financial institutions. With these additions to the STAR Platform, firms can meet their regulatory obligations with confidence, manage data more efficiently, and create excellent employee experiences—all from a single, centralized location.

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With clients in 114 countries, StarCompliance is a global leader in financial compliance technology. Our scalable, easy-to-use compliance software solutions provide a 360-degree view of employee and business activity to help firms monitor for conflicts, reduce risk, meet regulatory obligations, gain efficiencies, and drive employee adoption. To see what Star technology can do for you, book a FREE demo now.



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