Findings shed light on need for clearer guidelines, as well as the greater adoption of policies and software solutions
Findings shed light on need for clearer guidelines, as well as the greater adoption of policies and software solutions
StarCompliance announces nominations for its inaugural Client Awards, recognizing their contributions in technical innovation, client-vendor collaboration, and cultural-influencing. Winners to be announced and formally recognized at Synergy ’22 in...
StarCompliance announces nominations for its inaugural Client Awards, recognizing their contributions in technical innovation, client-vendor collaboration, and cultural-influencing. Winners to be announced and formally recognized at Synergy ’22 in...
By Steve Brown, Managing Director and Head of Business Development, StarCompliance
Originally published in Traders Magazine on August 17, 2022
Synergy ‘22 brings together industry experts in London and Washington, DC
StarCompliance to provide compliance software to support broker-dealer’s risk management program and strengthen controls
Thirty-year compliance veteran Stuart Breslow joins the board of directors of an industry leader in employee compliance solutions
Veteran business-development executive joins StarCompliance to accelerate new business acquisition