Seasoned Financial Services Executive Added to Scale Operations
StarCompliance Adds Chief Operating Officer to the Executive Team
StarCompliance Names New Chief Executive Officer
Twenty-year fintech veteran Jennifer Sun joins industry leader in compliance-monitoring solutions
Tim Ward, Director of Product Management, StarCompliance to Speak at The Knowledge Group's Event
StarCompliance Launches New Website With Industry Leading Knowledge Base
ROCKVILLE, MD February 8, 2018 – Today, StarCompliance announced the relaunch of its website: www.starcompliance.com. The new site offers the financial services industry unique resources, which will save clients time, money, and improve the...
StarCompliance and Luminate Capital Announce Strategic Investment (PRESS RELEASE)
ROCKVILLE, MD, YORK, U.K., and SAN FRANCISCO, CA, July 27, 2017 – StarCompliance, LLC, the leading provider of enterprise compliance and regulatory software solutions for the financial services industry, announced today that it received an...
How does your firm handle Conflict of Interest issues?
When a problem in the compliance department arises, people often question the policies. However, it is what you do in the wake of potential violations that shows how seriously your firm takes and handles conflict of interest issues.
Should software companies offer prospective clients a Proof of Concept (POC) engagement?
A few years ago, our company invested in some training for our sales team. Core to the methodology of this particular system was that product demonstrations should never be given - or, at the very least, avoided if at all possible. This runs counter...
Can You See Over the Edge of the Horizon?
At StarCompliance, we focus on employee conflicts of interest almost exclusively and as a result we spend a great deal of time thinking about conflicts of interest issues and how we can automate a solution for our clients. That being said, it is our...