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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 


Top 12 Areas to Consider

by StarCompliance January 20, 2016
This document summarizes what we think are the important things to look for when evaluating any solution. Of course, we believe Star Compliance’s solution is the market leader in this field, but we hope this document will prove to be useful.

Making a giant leap forward

by StarCompliance October 21, 2015

StarCompliance is making a giant leap forward to ensuring its clients stay a step ahead in the race for regulatory compliance. Already a leading provider of compliance software solutions for the financial services industry, the company is set to...

StarCompliance Announces Strategic Enhancement to Executive Management Team with Industry Veteran

by StarCompliance August 5, 2015

StarCompliance, a leading provider of compliance software in the financial services industry, announced today Todd Spillane has joined the firm as Chief Operating Officer.

Back to the future – leading software company StarCompliance returns to York

by StarCompliance August 20, 2014

A leading provider of compliance and regulatory software solutions, Star Compliance, has recently relocated from its base in York city centre back to York Science Park, where it was originally based in 2010. Now located in York Science Park’s...

StarCompliance adds international news feeds to compliance software to address continuing crack-down

by StarCompliance September 10, 2013

Star Compliance announced today that it has added international news feeds into the Insider Trading module of its compliance software solution. The international feeds, together with the existing domestic news feeds, provide access to global market...

Insider Trading compares employee, firm and client transactions against market events to detect trades based upon Material Non Public Information (MNPI)

by StarCompliance July 26, 2012

StarCompliance announced today the release of its Insider Trading compliance software to help firms comply with rules around the use of MNPI when conducting personal, firm and client trades. The new module tracks transactions against stock price or...

“Board Room Ready” reports

by StarCompliance January 26, 2012

StarCompliance announced today the release of its Graphical Reporting module to help firms aggregate information from across the StarCompliance system and present it in graphically rich, board room ready reports. The new module features drag and...

How Secure is Your Financial Data?

by StarCompliance November 22, 2010

Five Questions to Ensure your Compliance Software Provider Meets Your Security Needs

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