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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 


StarCompliance Welcomes New Client: Nasdaq

by StarCompliance July 8, 2021

StarCompliance to provide compliance software to automate processes, unlock efficiencies, and reduce risk

Rockville, MD, July 08, 2021 – StarCompliance (“Star”)a leading provider of compliance technology solutions to the financial services industryannounced it will deliver its best-in-class employee conflicts of interest software to Nasdaq.


Roland Chai, Global Chief Risk Officer at Nasdaq, commented on the firm’s choice of Star software: “We chose StarCompliance because we were impressed by the caliber of the STAR system and the extensive, direct broker-feed coverage it could provide.”


StarCompliance has over 20 years of experience building configurable compliance technologysupporting a global client base across a range of financial services disciplines. Star’s employee conflicts of interest platform is scalable and easy-to-use for employees at all levels of an organization and helps financial firms gain efficiencies and drive adoption of their employee compliance programs, and in the process reduce risk.


“We're honored to provide a user-friendly employee compliance solution to help further reduce risk for Nasdaq,” remarked StarCompliance CEO Jennifer Sun. “It’s our mission to make compliance simple and easy, and we look forward to working alongside Nasdaq as they optimize their compliance processes and gain new efficiencies with the STAR Platform.”


To learn more about StarCompliance software and services, visit www.starcompliance.com or email info@starcompliance.com.


About StarCompliance 

StarCompliance is a leading provider of compliance technology solutions. Trusted globally by enterprise financial firms—including asset managers, investment banks, broker dealers, PE firms, insurance companies, and stock exchanges—the STAR Platform empowers organizations to achieve regulatory compliance while safeguarding their integrity and business reputations. Through a customizable, 360-degree view of employee activity, the STAR software enables firms to automate the detection and resolution of potential areas of conflict while streamlining daily workflows and increasing efficiency.