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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Going Public in 2024? Don't Forget Your SOX Whistleblowing Obligation

In the US, all companies planning an initial public offering (IPO) and those with securities..

Three Key Trends identified from Star’s Third Annual Crypto & Compliance Market Survey

The popularity of crypto assets among the public has skyrocketed in recent years, as people become..

All Securities Are Equal – But Some Are More Equal Than Others

As mainstream adoption of digital assets increases globally, regulatory scrutiny is on the rise. As..

A Patchwork of Regulations: Navigating the Complexities of Political Contributions

As the US election year heats up, addressing political contributions has come to the forefront of..

Star’s Top 10 Compliance Blogs of 2023

With 2024 now well underway, we take a look back at ten of our most popular blogs from 2023. From..

SEC Charges Investment Adviser for Policies and Procedures Failures

Late last year, (December 26, 2023),the Securities and Exchange Commission (“SEC”) settled charges..

Where Policy Stops and Enforcement Begins

The Dalai Lama's timeless advice, "Learn and obey the rules very well so you will know how to break..

Looking Ahead With Confidence: 2024 SEC Exam Priorities

Compliance is a hard job. Plain and simple. In recent years it seems that many of those within the..

SEC vs Virtu: Why Firms Need to Maintain Robust Information Barriers

In September this year, the Securities and Exchange Commission (SEC) filed a civil lawsuit against..