Blog

It’s countdown time! From compliance control room, to COVID-19, to holiday hijinks, to infamous..

BEST PRACTICES, MNPI & Enterprise Conflicts

The case can be made that certs are where compliance starts. Your employees attest they’ll do the..

BEST PRACTICES

From our Star Fall Forum breakout session on compliance challenges and solutions in the era of..

BEST PRACTICES

Part two of a two-part blog series built around the keynote speech given at the 2020 Star Fall..

BEST PRACTICES, ETHICS & CULTURE

Part one of a two-part blog series built around the keynote speech given at the 2020 Star Fall..

BEST PRACTICES, ETHICS & CULTURE

From doing the heavy lifting when it comes to pre-clearing trades, to being able to delegate review..

BEST PRACTICES, EMPLOYEE CONFLICTS OF INTEREST

Is your compliance ship starting to take on water in these stormy seas of pandemic-induced market..

BEST PRACTICES, EMPLOYEE CONFLICTS OF INTEREST

There’s always a better way. And today we recap a recent Star webinar with human-risk expert..

BEST PRACTICES, ETHICS & CULTURE

The world has changed and compliance along with it. In this week's StarBlog, you'll get a taste of..

BEST PRACTICES, EMPLOYEE CONFLICTS OF INTEREST

Agile has made the jump from the world of software development to the world of compliance. Join us..

BEST PRACTICES, EMPLOYEE CONFLICTS OF INTEREST

Regulators use certs completion rates as a rough gauge of the health of a firm's overall compliance..

BEST PRACTICES, EMPLOYEE CONFLICTS OF INTEREST

On June 16th and 17th, Star will be hosting a webinar on how to apply the Agile Methodology to your..

BEST PRACTICES, ETHICS & CULTURE