Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
From prep-work to software, five steps to a more efficient and more effective process
Ethics at the company level begin with ethics at the employee level
Push people into a financial corner and they can justify all kinds of conduct they might not..
Looking for a differentiator? Information security will reveal more than you think
The best laid plans of mice and men can go out the window when it's not your mice and men
Your Gen-X and Millennial employees love them. Here's what they, and you, need to know
Whether it's people or tech, a hard number is hardly the only way to think about compliance..
Advisers Act Rule 206(4)-5 isn't breaking news, but is serious enough to warrant a refresher
Need a fully automated, integrated solution but don't know where to begin? Start here
This week, Elinphant CEO Elin Cherry lends us her expertise in handling this increasingly common..