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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Insider Trading: Without Effective Employee Compliance Monitoring, Where Does the Buck Stop?

Failure to comply with market-abuse regulations can lead to severe punishments for both firms and..

Mind the Employee Compliance Readiness Gap

Greater scrutiny from regulators, a new hybrid work environment, and other rapidly changing..

How to Meet FINRA Compliance Requirements in 2023

Complying with all FINRA rules can be a challenge. Understanding the organization and its..

Employee Political Donations: How To Monitor For This Risky Activity

The US midterm elections are shaping up to be the busiest and most contentious yet. As such, firms..

Are Your Employees Illegally Trading Company Stock?

Whether it’s through proposed amendments to existing rules or novel ways in which to approach such..

Changing The Way Political Contributions Are Monitored

In an era of constant campaigning—and constant contributing—firms need to keep a closer eye than..

Top 3 Concerns For Compliance Leaders Heading Into 2022

StarCompliance surveyed compliance leaders from across the financial services industry for its..

Curbing Outside Business Activity Risk In The Age Of The Finfluencer

MassMutual has been fined $4 million for the outside business activity, a.k.a., social media..

5 Ways The STAR Platform Makes Compliance Easy For Employees

StarCompliance aims to create seamless, intuitive experiences for financial services employees to..

Compliance Success Starts With Compliance Software Adoption

If compliance software is meant to drive compliance activities, all employees must adopt it. Here’s..

3 Ways To Optimize Compliance Training & Compliance Software

Are you concerned your employees aren’t getting the most utility from their compliance software, as..

How To Keep Track Of Outside Business Activity

Compliance-process automation software like the STAR Platform can help your firm monitor and manage..

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