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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Insider Trading: Without Effective Employee Compliance Monitoring, Where Does the Buck Stop?

Failure to comply with market-abuse regulations can lead to severe punishments for both firms and..

Mind the Employee Compliance Readiness Gap

Greater scrutiny from regulators, a new hybrid work environment, and other rapidly changing..

Employee Political Donations: How To Monitor For This Risky Activity

The US midterm elections are shaping up to be the busiest and most contentious yet. As such, firms..

Are Your Employees Illegally Trading Company Stock?

Whether it’s through proposed amendments to existing rules or novel ways in which to approach such..

Changing The Way Political Contributions Are Monitored

In an era of constant campaigning—and constant contributing—firms need to keep a closer eye than..

Top 3 Concerns For Compliance Leaders Heading Into 2022

StarCompliance surveyed compliance leaders from across the financial services industry for its..

Curbing Outside Business Activity Risk In The Age Of The Finfluencer

MassMutual has been fined $4 million for the outside business activity, a.k.a., social media..

5 Ways The STAR Platform Makes Compliance Easy For Employees

StarCompliance aims to create seamless, intuitive experiences for financial services employees to..

Compliance Success Starts With Compliance Software Adoption

If compliance software is meant to drive compliance activities, all employees must adopt it. Here’s..

3 Ways To Optimize Compliance Training & Compliance Software

Are you concerned your employees aren’t getting the most utility from their compliance software, as..

How To Keep Track Of Outside Business Activity

Compliance-process automation software like the STAR Platform can help your firm monitor and manage..

Crypto & Compliance: Key Findings From The StarCompliance Market Study

Star surveyed the marketplace to find out how firms are treating cryptocurrencies and digital..