Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
The regtech train is leaving the station. What do compliance officers need to know about the..
The pandemic has sped up the rate of digitization for businesses around the world, and the rate of..
Nobody is above the cert. Let your tech do the heavy lifting. Get five more tips on the certs..
There’s no perfect solution. 100% completion means 100%. Get all five tips on the certs process and..
From doing the heavy lifting when it comes to pre-clearing trades, to being able to delegate review..
Is your compliance ship starting to take on water in these stormy seas of pandemic-induced market..
The world has changed and compliance along with it. In this week's StarBlog, you'll get a taste of..
Agile has made the jump from the world of software development to the world of compliance. Join us..
Regulators use certs completion rates as a rough gauge of the health of a firm's overall compliance..
Depending on the size of your organization, you may have spent hundreds of thousands or even..
Depending on the size of your organization, you may have spent hundreds of thousands or even..
Is the bane of your professional existence dealing with paper and email broker-dealer statements?..