Monitoring access to material, nonpublic information (“MNPI”) is too often managed in a ‘swivel..
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Control room officers can struggle to monitor the constant flow of deal-related activity and..
As firms expand, the increasing volume of MNPI and deal-related data can tax compliance officers if..
A new version of Compliance Control Room calls for a preview of what’s new and a review of..
Should you buy control room softwarefrom a third-party vendor or build it in-house? Asking these..
Compliance control room officers' duties have expanded over time.Should your firm level up its..