In the second of two blogs regarding the “swivel chair” Compliance professionals experience when m..
Monitoring access to material, nonpublic information (“MNPI”) is too often managed in a ‘swivel..
Steve Brown, Star's new Managing Director and Head of Business Development, arrives with a wealth..
Fixing a bad cert send. The power of repeatable workflows. Unknown unknowns and how to surface..
Control room officers must keep MNPI in all the right places, no matter where monitored employees..
Stay flexible with your people. Risk-rank your projects. Document your processes. Go in-depth on..
Do you have the control room software you need to keep up with evolving compliance regulations? In..
Control room officers can struggle to monitor the constant flow of deal-related activity and..
As firms expand, the increasing volume of MNPI and deal-related data can tax compliance officers if..
A new version of Compliance Control Room calls for a preview of what’s new and a review of..
Should you buy control room softwarefrom a third-party vendor or build it in-house? Asking these..
Compliance control room officers' duties have expanded over time.Should your firm level up its..
