If anyone doubted Chairman Gensler’s commitment to a greater regulatory focus on crypto, this move..
The Central Bank of Ireland is making the case for better firm governance through better firm..
The SEC is making a move into the private fund investment space. Here are the details and thoughts..
One of the most downloaded e-books in the Star library, Surfing The Tsunami Of Regulation has just..
Firms in the UK have quickly learned that manual, ad-hoc systems employing spreadsheets and email..
The SMCR is a complex regulation that's only going to get more complex. Automation is the key to..
What is illegal insider gifting and why is it suddenly a potential problem for financial firms? In..
Cryptoasset compliance is complicated but not impossible. Here’s how to account for crypto..
In today's StarBlog, Quincy Tse, Director of APAC for StarCompliance, offers a concise overview of..
SEC Rule 10b5-1, which governs stock trading plans by company insiders, could be getting an..
Whether it’s through proposed amendments to existing rules or novel ways in which to approach such..
New SEC Chairman Gary Gensler will certainly bring new SEC regulations in tow along with him...
