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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Protecting Your Chief Compliance Officer From Undue Liability

CCOs are increasingly worried their responsibilities could find them facing career-ending..

5 Ways The Biden Administration Will Affect Financial Compliance

A renewed focus on the main-street investor. A heightened focus on financial fraud. More focus than..

How to Prepare for Brexit’s Impact on Financial Services

Despite uncertainty over how Brexit may alter banking compliance regulations, compliance leaders..

Regulation Update: Leadership Changes In Motion at the FCA and BaFin

Last month we covered the upcoming change in leadership at the SEC. Today we cover equally..

Regulation: What To Expect From The New Head Of The SEC

President Biden has tapped Gary Gensler to be the new head of the SEC. Here's what you need to know..

APAC Regulation: Malaysia Ups The Anti-Corruption Ante

Better known of late in global finance circles for the 1MDB corruption mega-scandal, Malaysia may..

Brexit: What The FCA Wants You To Know

With the transition period over, and a trade deal done that doesn’t cover financial services, the..

FCA Market Abuse Update: Takeaways From A Recent Industry Talk

We cover a speech by the FCA’s Director Of Market Oversight on insider trading challenges as..

The OCC Authorizes Cryptocurrency Custody Services

A shift in how the world sees cryptocurrency is influencing how the US government sees it. Here’s..

Singapore: New Guidelines On Accountability And Conduct

Singapore has announced new guidelines on individual accountability and professional conduct for..

Why WFH Is Making The FCA Nervous And What Firms Can Do About It

In Market Watch 63, the regulator's latest newsletter, the FCA outlines its concerns surrounding..

UK COVID-19 Compliance Update: Joint FCA-PRA Statement On SMCR

As economies sputter, markets churn, and financial systems creak under the strain of worldwide..

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