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Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Part 1: Unethical Employee Behavior: How To Catch It Before It Happens

By StarCompliance June 25, 2018

Push people into a financial corner and they can justify all kinds of conduct they might not..

Pay-To-Play: The SEC Crackdown And What You Can Do About It

By StarCompliance May 14, 2018

Advisers Act Rule 206(4)-5 isn't breaking news, but is serious enough to warrant a refresher

Your Employees Are Probably In The Crypto Markets. Here's What To Do

By Elin Cherry April 30, 2018

This week, Elinphant CEO Elin Cherry lends us her expertise in handling this increasingly common..

Trade Surveillance: MiFID 2 Revisited

By StarCompliance April 2, 2018

The latest MiFID makes trade surveillance a priority. We drill down and help you get your head..