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How to build a compliance program that will keep you up to date, up to speed, and in the know
A guide for compliance officers in enterprise financial firms
StarCompliance recently held its 2018 US User Conference in Washington, D.C.
StarCompliance held its 2018 US User Conference last week in Washington, D.C.
A guide for compliance teams operating in enterprise financial institutions
Push people into a financial corner and they can justify all kinds of conduct they might not..
Advisers Act Rule 206(4)-5 isn't breaking news, but is serious enough to warrant a refresher
This week, Elinphant CEO Elin Cherry lends us her expertise in handling this increasingly common..
The latest MiFID makes trade surveillance a priority. We drill down and help you get your head..