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About Tim Ward
Tim is an experienced enterprise software professional at StarCompliance who has spent the majority of his career in the financial industry within the area of compliance and in particular employee conflicts of interest.
As a Director of Product Management, Tim helps current and prospective clients realize the power of the StarCompliance software and imagine the future.
Tim has lived and worked in Australia, Singapore, France, the UK and the US and holds a BEng from Nottingham University in Electrical and Electronic Engineering.
In an increasingly regulated environment, financial institutions are focused on the management and mitigation of employee conflicts of interest and market abuse. However, many firms are still relying on inefficiency paper based processes or out-dated in-house compliance systems to mitigate risk and protect their business reputations. In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth discussion of the best strategies and practices in applying technology to your employee conflicts of interest and market abuse compliance programs. Speakers will also provide practical tips to avoid potential risks and pitfalls.
Key topics include:
· Identifying the key components of an employee compliance solution
· Scope of monitoring
· Integrating with existing systems
· Sourcing good quality data
· Making the business case for technology investment
· Determining whether to buy or build
· Looking ahead to the future of compliance monitoring
StarCompliance is the leading provider of compliance technology solutions. Trusted globally by enterprise financial institutions, the intuitive STAR Platform empowers organizations to achieve regulatory compliance while safeguarding their integrity and business reputations. Through a customizable, 360-degree view of employee activity, the STAR software enables firms to automate the detection and resolution of potential areas of conflict while streamlining daily workflows and increasing efficiency.
About The Knowledge Group/The Knowledge Congress Live Webcast Series
The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register for an event, please visit: http://theknowledgegroup.org/