<img height="1" width="1" style="display:none;" alt="" src="https://dc.ads.linkedin.com/collect/?pid=378468&amp;fmt=gif">

Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Tim Ward, Director of Product Management, StarCompliance to Speak at The Knowledge Group's Event

In News Stories, In Press Release, In Featured by StarCompliance May 30, 2018
NEW YORK - Jan. 23, 2018 - PRLog -- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Tim Ward, Director of Product Management, StarCompliance will speak at the Knowledge Group's webcast entitled: "Leverage Technology to Improve the Effectiveness and Efficiency of your Employee Conflicts of Interest Monitoring LIVE Webcast."
This event is scheduled for Wednesday, June 27, 2018 @ 1:00 PM - 2:30 PM ET.

 
For further details, please visit:
https://www.theknowledgegroup.org/webcasts/employee-conflicts-of-interest-monitoring


About Tim Ward
Tim is an experienced enterprise software professional at StarCompliance who has spent the majority of his career in the financial industry within the area of compliance and in particular employee conflicts of interest.

As a Director of Product Management, Tim helps current and prospective clients realize the power of the StarCompliance software and imagine the future.

Tim has lived and worked in Australia, Singapore, France, the UK and the US and holds a BEng from Nottingham University in Electrical and Electronic Engineering.

Event Synopsis:
In an increasingly regulated environment, financial institutions are focused on the management and mitigation of employee conflicts of interest and market abuse. However, many firms are still relying on inefficiency paper based processes or out-dated in-house compliance systems to mitigate risk and protect their business reputations. In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth discussion of the best strategies and practices in applying technology to your employee conflicts of interest and market abuse compliance programs. Speakers will also provide practical tips to avoid potential risks and pitfalls.

Key topics include:
·         Identifying the key components of an employee compliance solution
·         Scope of monitoring
·         Integrating with existing systems
·         Sourcing good quality data
·         Making the business case for technology investment
·         Determining whether to buy or build
·         Looking ahead to the future of compliance monitoring

About StarCompliance
StarCompliance is the leading provider of compliance technology solutions. Trusted globally by enterprise financial institutions, the intuitive STAR Platform empowers organizations to achieve regulatory compliance while safeguarding their integrity and business reputations. Through a customizable, 360-degree view of employee activity, the STAR software enables firms to automate the detection and resolution of potential areas of conflict while streamlining daily workflows and increasing efficiency.


About The Knowledge Group/The Knowledge Congress Live Webcast Series
The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register for an event, please visit: http://theknowledgegroup.org/all-events-list

RECENT NEWS ARTICLES