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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

StarCompliance Unveils Key Findings Of Its Second Annual Crypto & Compliance Survey

by StarCompliance September 27, 2022

Findings shed light on need for clearer guidelines, as well as the greater adoption of policies and software solutions

 

Celebrating Excellence In Innovation, Collaboration & Culture In RegTech (NA)

by StarCompliance September 15, 2022

StarCompliance announces nominations for its inaugural Client Awards, recognizing their contributions in technical innovation, client-vendor collaboration, and cultural-influencing. Winners to be announced and formally recognized at Synergy ’22 in...

Celebrating Excellence In Innovation, Collaboration & Culture In RegTech (EMEA)

by StarCompliance September 15, 2022

StarCompliance announces nominations for its inaugural Client Awards, recognizing their contributions in technical innovation, client-vendor collaboration, and cultural-influencing. Winners to be announced and formally recognized at Synergy ’22 in...

Insider Trading, The Buy Side, And The Coming Crackdown

by StarCompliance August 25, 2022

By Steve Brown, Managing Director and Head of Business Development, StarCompliance

Originally published in Traders Magazine on August 17, 2022

 

StarCompliance Hosts Event Series to Tackle the Burden of Non-Compliance

by StarCompliance August 10, 2022

Synergy ‘22 brings together industry experts in London and Washington, DC

StarCompliance Welcomes New Client: IFP Securities, LLC

by StarCompliance February 3, 2022

StarCompliance to provide compliance software to support broker-dealer’s risk management program and strengthen controls

StarCompliance Appoints Stuart Breslow as New Board Member

by StarCompliance February 1, 2022

Thirty-year compliance veteran Stuart Breslow joins the board of directors of an industry leader in employee compliance solutions

Accomplished SaaS Executive Named Chief Revenue Officer At  StarCompliance

by StarCompliance January 11, 2022

Veteran business-development executive joins StarCompliance to accelerate new business acquisition

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