The compliance technology solutions leader was selected for its ability to help firms and their employees meet the strictest regulatory standards

The investment management firm will implement the SaaS compliance platform to mitigate the risk of conflicts of interest more easily and effectively across its fast-growing employee base.

Award winners were announced at Synergy ’22, the RegTech provider’s annual event. The awards celebrate innovation, collaboration, and culture in the compliance industry, with nominations that came in from across the globe

License & Registration will improve visibility into the multistep license-and-registration process and provide a direct electronic connection to the regulator, FINRA

Gary Muchmore will be responsible for accelerating the adoption of the company’s individual accountability and training-and-competency solutions and driving growth in key international markets

Findings shed light on need for clearer guidelines, as well as the greater adoption of policies and software solutions

StarCompliance announces nominations for its inaugural Client Awards, recognizing their contributions in technical innovation, client-vendor collaboration, and cultural-influencing. Winners to be announced and formally recognized at Synergy ’22 in...

StarCompliance announces nominations for its inaugural Client Awards, recognizing their contributions in technical innovation, client-vendor collaboration, and cultural-influencing. Winners to be announced and formally recognized at Synergy ’22 in...