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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Top 10 Risk and Compliance Solution Providers - 2019 logo VIEW POST

Reputation Guardians At Work: StarCompliance Selected As Top 10 Compliance Solution Provider By CFO Tech Outlook Magazine

by StarCompliance March 7, 2019

StarCompliance has been selected as a top 10 compliance solution provider by CFO Tech Outlook magazine, and will be officially recognized for the achievement in a special edition: “Top 10 Financial Risk And Compliance Solution Providers – 2019."

StarCompliance Welcomes Chief Revenue Officer to the Executive Team

by StarCompliance November 29, 2018

Accomplished Sales Executive Joins to Drive Growth

StarCompliance Adds Chief Operating Officer to the Executive Team

by StarCompliance November 1, 2018

Seasoned Financial Services Executive Added to Scale Operations

StarCompliance Names New Chief Executive Officer

by StarCompliance September 6, 2018

Twenty-year fintech veteran Jennifer Sun joins industry leader in compliance-monitoring solutions 

Tim Ward, Director of Product Management, StarCompliance to Speak at The Knowledge Group's Event

In News Stories, In Press Release, In Featured by StarCompliance May 30, 2018
NEW YORK - Jan. 23, 2018 - PRLog -- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Tim Ward, Director of Product Management, StarCompliance will...
iStock_57441172_XXXLARGE-862x575 VIEW POST

StarCompliance Launches New Website With Industry Leading Knowledge Base

In News Stories, In Press Release, In Featured by StarCompliance February 8, 2018

ROCKVILLE, MD February 8, 2018 – Today, StarCompliance announced the relaunch of its website: www.starcompliance.com. The new site offers the financial services industry unique resources, which will save clients time, money, and improve...

StarCompliance and Luminate Capital Announce Strategic Investment (PRESS RELEASE)

In News Stories, In Press Release by StarCompliance July 27, 2017

ROCKVILLE, MD, YORK, U.K., and SAN FRANCISCO, CA, July 27, 2017 – StarCompliance, LLC, the leading provider of enterprise compliance and regulatory software solutions for the financial services industry, announced today that it received an...

How does your firm handle Conflict of Interest issues?

In News Stories, In All by StarCompliance October 31, 2016

When a problem in the compliance department arises, people often question the policies. However, it is what you do in the wake of potential violations that shows how seriously your firm takes and handles conflict of interest issues.

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