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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Combat Insider Trading with Global Newsfeeds

The news agenda never stands still, and the regulatory landscape constantly shifts in its wake..

8 Best Practices for Maintaining FCA Compliance

The FCA relies on accurate and timely information from financial firms in order to identify..

Managing Regulatory Compliance Risk Efficiently Today & Future-Proofing for Tomorrow

When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued..

Consumer Duty: Why Individual Accountability and Training & Competency Solutions Matter

In the UK, the Financial Conduct Authority (FCA) is looking to bring higher and clearer standards..

FINRA Gift Rules and Monitoring

Gift-giving and entertaining — perhaps more commonly known as “wining and dining” — have been..

Financial Instability and The Shroud of Uncertainty Over Employee Compliance

The recent failures of two US banks along with the rescue of a large Swiss bank and ongoing..

What Drives Regulatory Change? And How Can Corporate Markets Prepare?

As legislation expands and resources contract, corporate compliance officers find themselves under..

How Can Compliance Teams Manage Their Representatives’ License and Registration Process More Effectively?

The process of registering for and obtaining a financial securities license can be a complex and..

Casting Further Light on Shadow Trading

When a biopharmaceutical industry executive reportedly learned in 2016 that a rival planned to buy..

The Uneven Progress in Closing the Gap for Women in STEM

International Women’s Day is a time to reflect on the advances that women have made in society and..

Insider Trading and Compliance: Are Corporate Issuers Playing Catch-up?

Regulated firms in financial services are subject to very prescriptive anti-market abuse regimes..

​​Four Emerging Compliance Trends to Stay on Top Of​

We are all riding a new wave of global regulation.​ In ​a​ ​recent webcast titled Navigating the..

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