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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Confessions Of A Lifelong Compliance Officer: Part One

By StarCompliance September 16, 2019

Time flies when you're solving problems. Lessons learned, observations made, and insights..

How FINRA Rules Get Made: 8 Big Insights And Takeaways

By StarCompliance July 22, 2019

The inside scoop on FINRA rulemaking, with insights by the people who make the rules and the..

FINRA Rule 3110: 10 Ways To Create Effective Supervision Structures

By StarCompliance July 8, 2019

At the recent FINRA Annual Conference, the mother-of-all broker-dealer rules was inspected at..

When Was The Last Time You Reviewed Your Rules?

By StarCompliance April 22, 2019

This very basic, but often overlooked, element of a compliance program can make all the..

Preparing For An External Audit: Part Two

By StarCompliance April 8, 2019

The step-by-step of what to expect in an external exam and how best to prepare

South Africa: Twin Peaks Is Up And Running

By StarCompliance October 8, 2018

The country's new regulators are in place and represent a decisive shift in regulatory approach

Hong Kong: Six Changes Coming To The FMCC

By StarCompliance August 13, 2018

As with financial regulation anywhere, the burden to comply rests primarily with the regulated