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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Blog

Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

How Firms Should Manage Compliance Priorities In The Gensler Era

By Steve Brown January 17, 2022

New SEC Chairman Gary Gensler will certainly bring new SEC regulations in tow along with him...

FCA Update: Remote-Hybrid Work Expectations For Firms

By StarCompliance December 13, 2021

Whether your firm is already registered or applying to be registered, the FCA has some very..

Changing The Way Political Contributions Are Monitored

By StarCompliance December 6, 2021

In an era of constant campaigning—and constant contributing—firms need to keep a closer eye than..

3 Steps For Compliance Teams To Prepare For Crypto Regulation Now

By Mike Ross November 1, 2021

Cryptocurrency compliance is complicated but not impossible. Here’s how to account for crypto..

Curbing Outside Business Activity Risk In The Age Of The Finfluencer

By Steve Brown October 18, 2021

MassMutual has been fined $4 million for the outside business activity, a.k.a., social media..

Four Changes At Four Major Regulators

By StarCompliance September 20, 2021

Regulators in Germany, Canada, and the US are going through various high-level organizational..

Top Takeaways From The Star Crypto & Compliance Webinar

By StarCompliance August 9, 2021

Define your business model. Have something to show regulators. Remember the Howey Test. Get the..

Protecting Your Chief Compliance Officer From Undue Liability

By StarCompliance July 26, 2021

CCOs are increasingly worried their responsibilities could find them facing career-ending..

5 Ways The Biden Administration Will Affect Financial Compliance

By StarCompliance July 5, 2021

A renewed focus on the main-street investor. A heightened focus on financial fraud. More focus..

How to Prepare for Brexit’s Impact on Financial Services

By StarCompliance June 7, 2021

Despite uncertainty over how Brexit may alter banking compliance regulations, compliance leaders..

Regulation Update: Leadership Changes In Motion at the FCA and BaFin

By StarCompliance March 8, 2021

Last month we covered the upcoming change in leadership at the SEC. Today we cover equally..

Regulation: What To Expect From The New Head Of The SEC

By StarCompliance February 22, 2021

President Biden has tapped Gary Gensler to be the new head of the SEC. Here's what you need to..