<img height="1" width="1" style="display:none;" alt="" src="https://dc.ads.linkedin.com/collect/?pid=378468&amp;fmt=gif">

Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

blog-banner-image.png

Blog

Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

South Africa: Twin Peaks Is Up And Running

By StarCompliance October 8, 2018

The country's new regulators are in place and represent a decisive shift in regulatory approach

Hong Kong: Six Changes Coming To The FMCC

By StarCompliance August 13, 2018

As with financial regulation anywhere, the burden to comply rests primarily with the regulated

First Look: The California Consumer Privacy Act

By StarCompliance July 16, 2018

Will it become a legislative model for the rest of the country? It may not matter

Optimizing Your Certifications Process

By StarCompliance July 9, 2018

From prep-work to software, five steps to a more efficient and more effective process

Whistleblowers And The Countries Working Hard to Embrace Them

By StarCompliance June 4, 2018

Governments are figuring out that whistleblowers deserve protection

Pay-To-Play: The SEC Crackdown And What You Can Do About It

By StarCompliance May 14, 2018

Advisers Act Rule 206(4)-5 isn't breaking news, but is serious enough to warrant a refresher

MiFID 2: Tricky Name, Tricky Job

By StarCompliance February 2, 2018

The new Markets in Financial Instruments Directive will be as hard to implement as it is to..

GDPR PART 2: New Year's Revolution

By StarCompliance January 26, 2018

What the fast-approaching GDPR means for firms doing business in the EU, wherever in the world..

GDPR PART 1: Big Data, Big Update 

By StarCompliance January 26, 2018

A primer on the looming General Data Protection Regulation: What it is and how it came about

For The Record: 17a-4 Data Storage Regulation

By StarCompliance January 26, 2018

Taking up the Rule 17a-4 data-storage challenge with people, process, and WORM tape