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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

Personal Account Dealing Policy and Compliance

What the FCA has to say about personal account dealing, and how StarCompliance can help.

Staying Up To Date With FINRA’s 2023 Report For Financial Crimes And Outside Business Crypto Activities

Every year, FINRA releases a report on its Examination and Risk Monitoring Program to help firms..

8 Best Practices for Maintaining FCA Compliance

The FCA relies on accurate and timely information from financial firms in order to identify..

Managing Regulatory Compliance Risk Efficiently Today & Future-Proofing for Tomorrow

When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued..

Financial Regulatory Compliance: What to Know For 2023 – Part 2

In our second blog examining the compliance outlook for financial services firms in 2023, Gary..

Financial Regulatory Compliance: What to Know For 2023 – Part 1

As we head into 2023, Steve Brown, Managing Director at StarCompliance, assesses the state of..

The SEC & DOJ Have Corporate Compliance Zeroed. Are You Ready?

It's no secret the federal government has been pursuing an aggressive regulatory enforcement agenda..

Ireland’s Senior Executive Accountability Regime: What Compliance Officers Need To Know

The Republic of Ireland legislature made public updated details of the country’s forthcoming..

5 Top Takeaways From Our California Crypto Compliance Seminar

Are cryptoassets currencies or securities? Who’s going to be regulated and who isn’t? How should..

Employee Training & Competency: Box-Checking Burden Or Foundation For Better Business?

A successful business depends on developing employees who perform at their best. The case can be..