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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

FCA Sector Views: The State Of Investment Management

The sector is experiencing substantial growth, but challenges loom

Surfing The Tsunami Of Regulation

A guide to riding the global tidal wave of financial regulation 

Australia Update: The Royal Commission On Financial Services Has Its Say

And what it has to say is encouraging, seen in the right light

South Africa: Twin Peaks Is Up And Running

The country's new regulators are in place and represent a decisive shift in regulatory approach

UK Compliance Update: The FCA Finalizes Its SM&CR Regime

 47,000 firms will be affected by the new regulations, as well as countless individual employees

Under Review: Deferred Prosecution Agreements In The UK

DPAs remain popular enforcement mechanisms around the world, but questions linger

New Deadline For New York Data-Security Law

September 1 is the next important date to keep in mind for 23 NYCRR §500

Hong Kong: Six Changes Coming To The FMCC

As with financial regulation anywhere, the burden to comply rests primarily with the regulated

Brazil's Clean Company Act Is Here To Stay

Optimizing your compliance program for Law No. 12,846

First Look: The California Consumer Privacy Act

Will it become a legislative model for the rest of the country? It may not matter

Whistleblowers And The Countries Working Hard to Embrace Them

Governments are figuring out that whistleblowers deserve protection

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