When a biopharmaceutical industry executive reportedly learned in 2016 that a rival planned to buy..
As we head into 2023, Steve Brown, Managing Director at StarCompliance, assesses the state of..
It's no secret the federal government has been pursuing an aggressive regulatory enforcement agenda..
It may be just a four-hour difference, but all it takes is one misstep for a firm to find itself..
Whether it’s through proposed amendments to existing rules or novel ways in which to approach such..
What is illegal insider gifting and why is it suddenly a potential problem for financial firms? In..
What is shadow trading, and what can compliance teams do about it? Star's Head of Business..
SEC Rule 10b5-1, which governs stock trading plans by company insiders, could be getting an..
Whether it’s through proposed amendments to existing rules or novel ways in which to approach such..
New SEC Chairman Gary Gensler will certainly bring new SEC regulations in tow along with him...
Steve Brown, Star's new Managing Director and Head of Business Development, arrives with a wealth..
MassMutual has been fined $4 million for the outside business activity, a.k.a., social media..
