Valerie Ruppel
Valerie advises investment advisers and wealth managers on daily operational compliance with U.S. regulatory requirements. She has a deep understanding of regulatory filings, development and implementation of compliance policies and procedures, annual compliance reviews and regulatory mock exams.
Before Bovill, Valerie served as an Attorney-Advisor at the U.S. Securities and Exchange Commission in the Division of Examinations where she conducted examinations of registered investment advisers and registered investment companies. Valerie also served as Vice-President and Senior Counsel at ALPS Fund Services, Inc., a mutual fund administrator, and Counsel at Empower Retirement.
Compliance is a hard job. Plain and simple. In recent years it seems that many of those within the..
