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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

UK COVID-19 Compliance Update: Joint FCA-PRA Statement On SMCR

By StarCompliance May 4, 2020

As economies sputter, markets churn, and financial systems creak under the strain of worldwide..

BEAR: How StarCompliance Can Help With Australia's Answer To The SMCR

By StarCompliance April 27, 2020

As accountability regulations become more prescriptive, being able to evidence your compliance..

COVID-19 Compliance Update: The FCA Loosens Up The Regulatory Reins

By StarCompliance April 6, 2020

Market volatility means greater regulator flexibility, at least to some degree, as the UK..

SMCR Update: How Dashboards Can Help Evidence Regulatory Compliance

By StarCompliance March 23, 2020

The FCA has extended SMCR rollout to 47,000 firms. As regulations become more prescriptive..

The California Consumer Privacy Act: Update & Forecast

By StarCompliance February 10, 2020

The state's sweeping new data-privacy law is officially in effect. For now, enforcement is on..

ESMA Reaffirms The Importance Of Insider Lists

By StarCompliance December 16, 2019

Per a recent ESMA Consultation Paper, insider lists aren't going anywhere, but StarCompliance..

The FCA Throws A Spotlight On Personal Account Dealing

By StarCompliance November 4, 2019

The UK regulator's latest Market Watch newsletter sheds much-needed light on the subject of PAD...

How FINRA Rules Get Made: 8 Big Insights And Takeaways

By StarCompliance July 22, 2019

The inside scoop on FINRA rulemaking, with insights by the people who make the rules and the..

Ephemeral Messaging Apps: Back In The Hands Of Compliance Officers

By StarCompliance July 15, 2019

The DOJ has softened its stance on the Snapchats of the app world, and in the process may have..

FINRA Rule 3110: 10 Ways To Create Effective Supervision Structures

By StarCompliance July 8, 2019

At the recent FINRA Annual Conference, the mother-of-all broker-dealer rules was inspected at..

Preparing For An External Audit: Part Two

By StarCompliance April 8, 2019

The step-by-step of what to expect in an external exam and how best to prepare

Preparing For An External Audit: Part One

By StarCompliance April 1, 2019

What triggers an audit, what regulators are looking for, and regulatory remits