Stay flexible with your people. Risk-rank your projects. Document your processes. Go in-depth on..
Compliance software works only if employees use it. Here’s how to get your employees revved up..
Define your business model. Have something to show regulators. Remember the Howey Test. Get the top..
Compliance-process automation software like the STAR Platform can help your firm monitor and manage..
CCOs are increasingly worried their responsibilities could find them facing career-ending..
Compliance’s world is about to change, again, as people return to the office in fits and starts and..
Star surveyed the marketplace to find out how firms are treating cryptocurrencies and digital..
A renewed focus on the main-street investor. A heightened focus on financial fraud. More focus than..
Digging through the data to detect insider activity doesn't have to be this hard or this..
The four components of insider dealing. Why it’s not just front-office staff who can leak MNPI. Why..
Do you really have a culture of compliance? Here’s how to measure user adoption of your compliance..
Despite uncertainty over how Brexit may alter banking compliance regulations, compliance leaders..
