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Star viewpoint

Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.

The Compliance Officer's Ultimate Compliance Guide

How to build a compliance program that will keep you up to date, up to speed, and in the know

How Do I Manage Private Investments?

A guide for compliance officers in enterprise financial firms

Australia Update: The Royal Commission On Financial Services Has Its Say

And what it has to say is encouraging, seen in the right light

South Africa: Twin Peaks Is Up And Running

The country's new regulators are in place and represent a decisive shift in regulatory approach

How Do I Manage Outside Business Activities?

A guide for compliance officers in enterprise financial firms

How Do I Manage Personal Trading?

A guide for compliance officers in enterprise financial firms

UK Compliance Update: The FCA Finalizes Its SM&CR Regime

 47,000 firms will be affected by the new regulations, as well as countless individual employees

How Do I Manage Gifts And Entertainment?

A guide for compliance officers in enterprise financial firms

Under Review: Deferred Prosecution Agreements In The UK

DPAs remain popular enforcement mechanisms around the world, but questions linger